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- SUPREME COURT OF THE UNITED STATES
- --------
- No. 91-8674
- --------
- JOHN ANGUS SMITH, PETITIONER v.
- UNITED STATES
- on writ of certiorari to the united states court
- of appeals for the eleventh circuit
- [June 1, 1993]
-
- Justice Scalia, with whom Justice Stevens and
- Justice Souter join, dissenting.
- Section 924(c)(1) mandates a sentence enhancement for
- any defendant who -during and in relation to any crime
- of violence or drug trafficking crime . . . uses . . . a
- firearm.- 18 U. S. C. 924(c)(1). The Court begins its
- analysis by focusing upon the word -use- in this passage,
- and explaining that the dictionary definitions of that word
- are very broad. See ante, at 5. It is, however, a -funda-
- mental principle of statutory construction (and, indeed, of
- language itself) that the meaning of a word cannot be
- determined in isolation, but must be drawn from the
- context in which it is used.- Deal v. United States, 508
- U. S. ___, ___ (1993) (slip op., at 3). That is particularly
- true of a word as elastic as -use,- whose meanings range
- all the way from -to partake of- (as in -he uses tobacco-)
- to -to be wont or accustomed- (as in -he used to smoke
- tobacco-). See Webster's New International Dictionary
- 2806 (2d ed. 1939).
- In the search for statutory meaning, we give nontechni-
- cal words and phrases their ordinary meaning. See
- Chapman v. United States, 500 U. S. ___, ___ (1991) (slip
- op., at 7); Perrin v. United States, 444 U. S. 37, 42 (1979);
- Minor v. Mechanics Bank of Alexandria, 1 Pet. 46, 64
- (1828). To use an instrumentality ordinarily means to use
- it for its intended purpose. When someone asks -Do you
- use a cane?- he is not inquiring whether you have your
- grandfather's silver-handled walking-stick on display in
- the hall; he wants to know whether you walk with a cane.
- Similarly, to speak of -using a firearm- is to speak of
- using it for its distinctive purpose, i.e., as a weapon. To
- be sure, -one can use a firearm in a number of ways,-
- ante, at 7, including as an article of exchange, just as one
- can -use- a cane as a hall decoration-but that is not the
- ordinary meaning of -using- the one or the other. The
- Court does not appear to grasp the distinction between
- how a word can be used and how it ordinarily is used.
- It would, indeed, be -both reasonable and normal to say
- that petitioner `used' his MAC-10 in his drug trafficking
- offense by trading it for cocaine.- Ibid. It would also be
- reasonable and normal to say that he -used- it to scratch
- his head. When one wishes to describe the action of
- employing the instrument of a firearm for such unusual
- purposes, -use- is assuredly a verb one could select. But
- that says nothing about whether the ordinary meaning of
- the phrase -uses a firearm- embraces such extraordinary
- employments. It is unquestionably not reasonable and
- normal, I think, to say simply -do not use firearms- when
- one means to prohibit selling or scratching with them.
- The normal usage is reflected, for example, in the
- United States Sentencing Guidelines, which provide for
- enhanced sentences when firearms are -discharged,-
- -brandished, displayed, or possessed,- or -otherwise used.-
- See, e.g., United States Sentencing Commission, Guide-
- lines Manual 2B3.1(b)(2) (Nov. 1992). As to the latter
- term, the Guidelines say: -`Otherwise used' with reference
- to a dangerous weapon (including a firearm) means that
- the conduct did not amount to the discharge of a firearm
- but was more than brandishing, displaying, or possessing
- a firearm or other dangerous weapon.- USSG 1B1.1,
- comment., n. 1(g) (definitions). -Otherwise used- in this
- provision obviously means -otherwise used as a weapon.-
- Given our rule that ordinary meaning governs, and
- given the ordinary meaning of -uses a firearm,- it seems
- to me inconsequential that -the words `as a weapon'
- appear nowhere in the statute,- ante, at 5; they are
- reasonably implicit. Petitioner is not, I think, seeking to
- introduce an -additional requirement- into the text, ante,
- at 6, but is simply construing the text according to its
- normal import.
- The Court seeks to avoid this conclusion by referring to
- the next subsection of the statute, 924(d), which does not
- employ the phrase -uses a firearm,- but provides for the
- confiscation of firearms that are -used in- referenced
- offenses which include the crimes of transferring, selling,
- or transporting firearms in interstate commerce. The
- Court concludes from this that whenever the term appears
- in this statute, -use- of a firearm must include nonweapon
- use. See ante, at 10-12. I do not agree. We are dealing
- here not with a technical word or an -artfully defined-
- legal term, compare Dewsnup v. Timm, 502 U. S. ___, ___
- (1992) (Scalia, J., dissenting) (slip op., at 2-4), but with
- common words that are, as I have suggested, inordinately
- sensitive to context. Just as adding the direct object -a
- firearm- to the verb -use- narrows the meaning of that
- verb (it can no longer mean -partake of-), so also adding
- the modifier -in the offense of transferring, selling, or
- transporting firearms- to the phrase -use a firearm-
- expands the meaning of that phrase (it then includes, as
- it previously would not, nonweapon use). But neither the
- narrowing nor the expansion should logically be thought
- to apply to all appearances of the affected word or phrase.
- Just as every appearance of the word -use- in the statute
- need not be given the narrow meaning that word acquires
- in the phrase -use a firearm,- so also every appearance
- of the phrase -use a firearm- need not be given the
- expansive connotation that phrase acquires in the broader
- context -use a firearm in crimes such as unlawful sale of
- firearms.- When, for example, the statute provides that
- its prohibition on certain transactions in firearms -shall
- not apply to the loan or rental of a firearm to any person
- for temporary use for lawful sporting purposes,- 18
- U. S. C. 922(a)(5)(B), (b)(3)(B), I have no doubt that the
- -use- referred to is only use as a sporting weapon, and not
- the use of pawning the firearm to pay for a ski trip.
- Likewise when, in 924(c)(1), the phrase -uses . . . a
- firearm- is not employed in a context that necessarily
- envisions the unusual -use- of a firearm as a commodity,
- the normally understood meaning of the phrase should
- prevail.
- Another consideration leads to the same conclusion:
- 924(c)(1) provides increased penalties not only for one
- who -uses- a firearm during and in relation to any crime
- of violence or drug trafficking crime, but also for one who
- -carries- a firearm in those circumstances. The interpre-
- tation I would give the language produces an eminently
- reasonable dichotomy between -using a firearm- (as a
- weapon) and -carrying a firearm- (which in the context
- -uses or carries a firearm- means carrying it in such
- manner as to be ready for use as a weapon). The Court's
- interpretation, by contrast, produces a strange dichotomy
- between -using a firearm for any purpose whatever,
- including barter,- and -carrying a firearm.-
- Finally, although the present prosecution was brought
- under the portion of 924(c)(1) pertaining to use of a
- firearm -during and in relation to any . . . drug traffick-
- ing crime,- I think it significant that that portion is
- affiliated with the pre-existing provision pertaining to use
- of a firearm -during and in relation to any crime of
- violence,- rather than with the firearm-trafficking offenses
- defined in 922 and referenced in 924(d). The word
- -use- in the -crime of violence- context has the unmistak-
- able import of use as a weapon, and that import carries
- over, in my view, to the subsequently added phrase -or
- drug trafficking crime.- Surely the word -use- means the
- same thing as to both, and surely the 1986 addition of
- -drug trafficking crime- would have been a peculiar way
- to expand its meaning (beyond -use as a weapon-) for
- crimes of violence.
- Even if the reader does not consider the issue to be as
- clear as I do, he must at least acknowledge, I think, that
- it is eminently debatable-and that is enough, under the
- rule of lenity, to require finding for the petitioner here.
- -At the very least, it may be said that the issue is subject
- to some doubt. Under these circumstances, we adhere to
- the familiar rule that, `where there is ambiguity in a criminal
- statute, doubts are resolved in favor of the defendant.'-
- Adamo Wrecking Co. v. United States, 434 U. S. 275,
- 284-285 (1978), quoting United States v. Bass, 404 U. S.
- 336, 348 (1971).
- For the foregoing reasons, I respectfully dissent.
-